Australia_ca2001.pdfTable of ActsAct NotesTable of Amendments
1286Registers of Liquidators and Official Liquidators171287Notification of certain matters191287AAnnual statements by registered company auditors201288Annual statements by registered liquidators201289Auditors and other persons to enjoy qualified privilege in certain circumstances21Division 2AÑConditions on registration of auditors241289AASIC may impose conditions on registration24Division 3ÑCancellation or suspension of registration251290Cancellation at request of registered person251290ACancellation on certain grounds251291Official liquidators
1295Board may remove suspension311296Notice of BoardÕs decision321297Time when BoardÕs decision comes into effect331298Effect of suspension
Part 9.2AÑAuthorised audit companies36Division 1ÑRegistration
1299GAnnual statements by authorised audit company39Division 2ÑCancellation or suspension of registration411299HCancellation at request of registered person411299ICancellation or suspension in other cases411299JNotice of cancellation or suspension411299KTime when ASICÕs decision comes into effect411299LEffect of suspension421299MEffect of cancellation42Part 9.3ÑBooks431300Inspection of books
1313AOffences committed partly in and partly out of the jurisdiction591314Continuing offences
1317ADefinitions711317BApplications for review711317CExcluded decisions711317DNotice of reviewable decision and review rights72Part 9.4AAÑInfringement notices for alleged contraventions of continuous disclosure provisions741317DAA Definitions
1333Evidence of contravention1231335Costs1231336Vesting of property
Subdivision CÑTransfer of proceedings1301337HTransfer of proceedings by the Federal Court and State and Territory Supreme Courts1301337JTransfer of proceedings by Family Court and State Family Courts1321337KTransfer of proceedings in lower courts1341337LFurther matters for a court to consider when deciding whether to transfer a proceeding1351337MTransfer may be made at any stage1351337NTransfer of documents1361337PConduct of proceedings1361337QRights of appearance1371337RLimitation on appeals
1337TRules of the Supreme Court1381337URules of the Family Court139Division 2ÑCriminal jurisdiction1401338AOperation of Division1401338BJurisdiction of courts1401338CLaws to be applied142Part 9.7ÑUnclaimed property
Chapter 10ÑTransitional provisions160Part 10.1ÑTransition from the old corporations legislation160Division 1ÑPreliminary
Division 3ÑCarrying over the old Corporations Regulations1711379Division has effect subject to Division 7 regulations1711380Old Corporations Regulations continue to have effect171Division 4ÑCourt proceedings and orders1721381Division has effect subject to Division 7 regulations1721382Definitions1721383Treatment of court proceedings under or related to the old corporations legislationÑproceedings other than federal
1427Section 1425 facilitiesÑpowers for regulations to change how the old and new Corporations Act apply during the
1436ATreatment of representativesÑinsurance agents2401437Exemptions and modifications by ASIC242Subdivision EÑProduct disclosure requirements2431438New product disclosure provisions do not apply to existing products during transition period2431439Offences against new product disclosure provisionsÑadditional element for prosecution to prove if conduct occurs after opting-in and before the end of the first 2 years2461440Continued application of certain provisions of old disclosure regimes during transition period2471441Certain persons who are not yet covered by Parts 7.6, 7.7 and 7.8 of the amended Corporations Act are required to
Part 10.5ÑTransitional provisions relating to the Corporate Law Economic Reform Program (Audit Reform and Corporate Disclosure) Act 20042621453Definitions2621454Audit reforms in Schedule 1 to the amending Act (auditing standards and audit working papers retention
1485Application of new subsection 206B(6)2811486Application of new section 206EAA281Part 10.12ÑTransitional provisions relating to the Corporations Legislation Amendment (Financial Services Modernisation) Act 2009282Division 1ÑTransitional provisions relating to Schedule 1 to the Corporations Legislation Amendment (Financial Services Modernisation) Act 20092821487Definitions2821488Application of amendmentsÑgeneral2821489Applications of amendmentsÑapplication for and grant of licences etc. authorising margin lending financial
Schedule 4ÑTransfer of financial institutions and friendly societies344Part 1ÑPreliminary
32Registration of disclosure statement36433ExpertÕs report
(3)If a reproduction or transparency of a document or certificate is produced for inspection, a person is not entitled pursuant to paragraph (2)(a) to require the production of the original of that document or certificate.(4)The reference in paragraph (2)(c) to a document or certificate includes, where a reproduction or transparency of that document or certificate has been incorporated with a register kept by ASIC, a reference to that reproduction or transparency and, where such a reproduction or transparency has been so incorporated, a person is not entitled pursuant to that paragraph to a copy of or extract from the original of that document or certificate.(4A)A person is not entitled under paragraph (2)(a) to require the production of the original of a document or certificate if ASIC keeps by means of a mechanical, electronic or other device a record of information set out in the document or certificate and:(a)ASIC produces to the person for inspection a writing that sets out what purports to be the contents of the
(iii)any other document (other than the constitution or any other document affecting it) that has been lodged
(ac)every court order referred to in section 206EB; and(b)every notice that was served under subsection 206F(3); and(c)each permission given under subsection 206F(5); and(d)every order lodged under subsection 206G(4); and(e)every order, notice or permission that was made, served, given or lodged under a provision of a law of a
(d)specifying a day as the day of the beginning of the registration, being:(i)the day on which ASIC granted the application; or(ii)the day on which the person complied with the requirements of section 1284;whichever was the later; and(e)in the case of a person who is registered under subsection (3) as a liquidator of a specified body corporateÑsetting out the name of that body.(8)The registration of a person as a liquidator under subsection (2) comes into force at the beginning of the day specified in the certificate as the day of the beginning of the registration and remains in force until:(a)the registration is cancelled by ASIC or by the Board; or(b)the person dies.
(b)the person is also registered as a liquidator or as a liquidator of a specified body corporate;the Board may, in addition to making an order under subsection (1), if it is satisfied as to any of the matters specified in paragraph (2)(a) or (d) or (3)(a) or (d), make an order cancelling, or suspending for a specified period, the registration of the person as a liquidator or as a liquidator of that body, as the case may be, and, where the Board makes such an order, the order is, for the purposes of this Division, taken to have been made under subsection (2) or (3), as the case may be.(5)Where:(a)ASIC applies to the Board for a person who is registered as a liquidator to be dealt with under this
(d)give directions as to the procedure to be followed at or in connection with the hearing.1295 Board may remove suspension(1)Where a registration of a person is suspended, the Board may, on an application by the person or of its own motion, by order, terminate the suspension.(2)An order under subsection (1) has effect accordingly.1296 Notice of BoardÕs decision(1)Where the Board decides to exercise any of its powers under section 1292 in relation to a person, or decides that it is required to make an order under subsection 1292(7) in relation to a person, the Board must, within 14 days after the decision:(a)give to the person a notice in writing setting out the decision and the reasons for it; and(b)lodge a copy of the notice referred to in paragraph (a); and(c)cause to be published in the Gazette a notice in
(c)a majority of the votes that may be cast at a general meeting of the company attach to shares in the company that are held and beneficially owned by individuals who are registered company auditors; and(d)ASIC is satisfied that the company has adequate and appropriate professional indemnity insurance for claims that may be made against the company in relation to the audit of companies and registered schemes for the purposes of this Act; and(e)the company is not an externally-administered body corporate.1299C Registration as authorised audit company(1)ASIC must grant the application and register the company as an authorised audit company if the company is eligible to be registered as an authorised audit company. Otherwise ASIC must refuse the application.(2)If ASIC grants the companyÕs application, ASIC must issue to the company a certificate by ASIC stating that the company has been registered as an authorised audit company and specifying the day on which the application was granted.
(b)did not have omitted from it a matter or thing the omission of which would render the information misleading in a material respect;is, for the purposes of subsection (4), taken to have made or authorised the making of a statement without having taken reasonable steps to ensure that the statement was not false or misleading.(6)For the purposes of subsections (2) and (4), where:(a)at a meeting, a person votes in favour of a resolution approving, or otherwise approves, a document required
(g)did not have omitted from it a matter or thing the omission of which rendered the information misleading in a material respect;is guilty of an offence.(3)The references in subsections (1) and (2) to a person making available or giving, or authorising or permitting the making available or giving of, information relating to the affairs of a corporation include references to a person making available or giving, or authorising or permitting the making available or giving of, information as to the state of knowledge of that person with respect to the affairs of the corporation.
1310 Obstructing or hindering ASIC etc.A person must not, without lawful excuse, obstruct or hinder ASIC, or any other person, in the performance or exercise of a function or power under this Act.Division 2ÑOffences generally1311 General penalty provisions(1)A person who:
(iv)before the relevant day in relation to the relevant offence; and(d)in a case where, at a particular time during the relevant period, the derivative offender is or was first convicted of a secondary derivative offence, or is or was convicted of a second or subsequent secondary derivative offence, in relation to failure to do the actÑthe derivative offender is, in relation to failure to do the act, guilty of a further offence in respect of so much of the relevant
includes thing.primary derivative offence, in relation to failure to do an act, means an offence (other than an offence of which a person is guilty by virtue of this section) of which a person is or was guilty by virtue of being an officer of a corporation, or a person, who is or was in any way, by act or omission, directly or indirectly, knowingly concerned in or party to failure to do the act.primary substantive offence, in relation to a failure to do an act, means an offence (other than an offence of which a person is or was guilty by virtue of this section) constituted by failure to do the act, or by failure to do the act within a particular period or before a particular time.provision means a section, or a subsection of a section, of this Act.relevant day, in relation to an offence of which a person is guilty by virtue of this section, means:(a)in a case where the information relating to the offence specifies a day in relation to the offence for the purposes of this section, being a day not later than the day on which the information is laidÑthe day the information so specifies; or(b)in any other caseÑthe day on which the information relating to the offence is laid.required includes directed.secondary derivative offence, in relation to failure to do an act, means an offence or further offence of which a person is, in relation to failure to do the act, guilty by virtue of
1316 Time for instituting criminal proceedingsDespite anything in any other law, proceedings for an
(a)a person (the person in contravention) contravenes
(c)any other proceedings by a person for compensation for loss or damage suffered by the person.compliance period for an infringement notice has the meaning affected by section 1317DAH.contravention proceedings means proceedings under section 1101B by a person referred to in paragraph 1101B(1)(b) or (d).enforcement proceedings means proceedings under section 793C by a person referred to in paragraph 793C(1)(b), (c) or (d).infringement notice means an infringement notice issued under section 1317DAC.penalty and disclosure proceedings means the proceedings referred to in column 3 of the table in subsection 1317DAG(2).public interest proceedings means proceedings under section 50 of the ASIC Act.(2)For the purposes of applying this Part to a disclosing entity that is an undertaking to which interests in a registered scheme relate:(a)references to the disclosing entity are taken to be references to the responsible entity for the registered
(d)references to a disclosing entity being convicted of an offence based on subsection 674(2) or 675(2) are taken to be references to the responsible entity being convicted of such an offence in relation to the registered scheme; and(e)references to a civil penalty order under Part 9.4B being made against a disclosing entity in relation to a contravention of subsection 674(2) or 675(2) are taken to be references to such an order being made against the
(b)the disclosing entity conducts a business in competition with a business conducted by the relevant market operator.Limit on the use of evidence or information given to ASIC(4)Evidence or information that a representative of the disclosing entity gives ASIC under paragraph (1)(b) in relation to the alleged contravention of subsection 674(2) or 675(2) is:(a)not admissible in evidence against the disclosing entity in any proceedings; and(b)not admissible in evidence against a representative of the disclosing entity in any proceedings (other than
Tier 3 entity if its market capitalisation on the relevant day does not exceed $100 million or it is not possible to work out its market capitalisation on the
Note:Once a declaration has been made ASIC can then seek a pecuniary penalty order (section 1317G) or (in the case of a corporation/scheme civil penalty provision) a disqualification order (section 206C).(2)A declaration of contravention must specify the following:(a)the Court that made the declaration;(b)the civil penalty provision that was contravened;(c)the person who contravened the provision;(d)the conduct that constituted the contravention;(e)if the contravention is of a corporation/scheme civil penalty provisionÑthe corporation or registered scheme
1319 Power of Court to give directions with respect to meetings ordered by the CourtWhere, under this Act, the Court orders a meeting to be convened, the Court may, subject to this Act, give such
(a)do a specified act; or(b)refrain from doing a specified act.1326 Effect of sections 1323, 1324 and 1325Nothing in any of sections 1323, 1324, 1324A, 1324B, and 1325 limits the generality of anything else in any of those sections.1327 Power of Court to punish for contempt of CourtNothing in a provision of this Act that provides:(a)that a person must not contravene an order of the Court; or(b)that a person who contravenes an order of the Court contravenes a provision of this Act or is guilty of an offence;affects the powers of the Court in relation to the punishment of contempts of the Court.Part 9.6ÑProceedings 1330 ASICÕs power to intervene in proceedings(1)ASIC may intervene in any proceeding relating to a matter arising under this Act.(2)Where ASIC intervenes in a proceeding referred to in subsection (1), ASIC is taken to be a party to the proceeding and, subject to this Act, has all the rights, duties and liabilities of such a party.(3)Without limiting the generality of subsection (2), ASIC may appear and be represented in any proceeding in which it wishes to intervene pursuant to subsection (1):(a)by a staff member of ASIC; or(b)by a natural person to whom, or by an officer or employee of a person or body to whom or to which, ASIC
(a)each State; and(b)the Capital Territory; and(c)the Northern Territory;with respect to civil matters (other than superior court matters) arising under the Corporations legislation.(2)The jurisdiction conferred on a lower court by subsection (1):(a)is subject to the courtÕs general jurisdictional limits, so far as they relate to:(i)the amounts; or(ii)the value of property;with which the court may deal; but(b)is not subject to the courtÕs other jurisdictional limits.1337F Appeals(1)An appeal may not be instituted from a decision of the Federal Court to:(a)a State or Territory court; or(b)the Family Court.(2)An appeal may not be instituted from a decision of a court of the Capital Territory to:(a)a court of a State or the Northern Territory; or(b)the Family Court.(3)An appeal may not be instituted from a decision of a court (not being a State Family Court) of a State or the Northern Territory to:(a)the Federal Court; or(b)a court of another State or Territory; or(c)the Family Court; or(d)a State Family Court of that State.(4)An appeal may not be instituted from a decision of the Family Court to:(a)the Federal Court; or(b)a State or Territory court.(5)An appeal may not be instituted from a decision of a State Family Court of a State to:(a)the Federal Court; or(b)a court of another State or Territory; or(c)except in accordance with the law of the State under which the State Family Court is constitutedÑthe Supreme
(a)the principal place of business of any body corporate concerned in the proceeding or application; and(b)the place or places where the events that are the subject of the proceeding or application took place; and
(a)the examination and commitment for trial on indictment; and(b)the trial and conviction on indictment;of offenders or persons charged with offences against the Corporations legislation is conferred only in relation to:(c)offences committed outside Australia; and(d)offences committed, begun or completed in the State or the Territory concerned.(9)In this section:
a registered Australian bodythe date prescribed by the regulations4a natural person registered as an auditor under Part 9.2the date prescribed by the regulations5a natural person registered as a liquidator under Part 9.2the date prescribed by the regulations6a person holding an Australian financial services licence under Part 7.6the date prescribed by the regulations(4)However, a fee imposed under the Corporations (Review Fees) Act 2003
(n)prescribing penalties for late payment of a review fee imposed by the Corporations (Review Fees) Act 2003; and(o)prescribing that, in relation to the payment of a fee imposed by the Corporations (Fees) Act 2001 or the Corporations (Review Fees) Act 2003, in the event that the fee is paid by electronic means, a refund of an amount or proportion of the fee is payable; and(s)for or in relation to the giving to ASIC of information in addition to, or in variation of, the information contained in a prescribed form lodged with it; and(t)for or in relation to the times within which information required to be given to ASIC under this Act
(a)a person would have had a right or liability under a provision (the old provision
conferred, or purportedly conferred, by or under laws that include the old application Act for that State have, and are deemed always to have had, the same force and effect for all purposes as they would have had if:(a)they had been taken, or purportedly taken by a State authority or officer of the State (within the meaning of that Act); and(b)the relevant functions or powers had been duly conferred on those authorities or officers.1373 References to things taken or deemed to be the case etc.If:(a)a law of a State or Territory in this jurisdiction had effect before the commencement:(i)to take or deem something to have happened or to be the case, or to have a particular effect, under or for the purposes of the old corporations legislation of
(a)an interlocutory order was made before the commencement for the purpose of, or in relation to, the
under or in relation to a part or provision of the new corporations legislation includes a reference to an order made:(a)before the commencement under or in relation to the corresponding part or provision of the old corporations
(b)under section 601BC for the registration of a body as a company;that was made by a person before the commencement, but that had not been dealt with by the commencement, lapses on the commencement.(2)Any fee that was paid in respect of the application must be returned to the person, unless it is, with the personÕs permission, credited against the fee payable in respect of another application the person makes under this Act after the commencement.
(a)before the commencement, a person paid a deposit as required by section 1357 of the old Corporations Law
(a)before the commencement, a person paid an amount as required by subsection 902(1) of the old Corporations Law of a State or Territory in order to be admitted to:
(a)before the commencement, a person paid an amount as required by subsection 1234(1) of the old Corporations Law of a State or Territory in order to be admitted to
(b)a right or liability under an order made by a court before the commencement; or(c)a right to:(i)appeal to a court against an order made by a court before the commencement;(ii)apply to a court for review of such an order; or(iii)bring an appeal or review proceeding, or an enforcement proceeding, within the meaning of section 1382, in respect of such an order; or(d)subject to subsection (3)Ña proceeding taken (including an appeal, review or enforcement proceeding) in a court before the commencement, or a step in such a proceeding.Note:Division 4 deals with court orders and proceedings made or begun before the commencement, and with related matters.(3)Despite paragraph (2)(d), sections 1400 and 1401 apply to any right or liability to which a proceeding to which section 1383 or 1384 applies relates.(4)Nothing in this Division applies to a liability under
(5)Except as mentioned in subsections (1) to (4), nothing in Division 2, 3, 4 or 5, or in regulations made for the purposes of Division 7, is intended to limit the generality of the provisions in this Division.1398 Provisions of this Division may have an overlapping effectThe provisions of this Division deal at a broad level with concepts and matters in a way that is intended to achieve the object of this Part as set out in section 1370. Some of the provisions of this Division will (depending on the situation) have an effect that overlaps or interacts to some extent with the effect of other provisions of this Division. This is intended, and the provisions of this Division should be not be regarded as dealing with mutually exclusive situations.1399 Things done by etc. carried over provisions continue to have effect(1)Subject to this section, a thing that:(a)was done before the commencement by, under, or for the purposes of, a carried over provision of the old corporations legislation of a State or Territory in this jurisdiction; and(b)had an ongoing significance (see subsections (4) and
for the purposes of that legislation if:(a)if the thing done was the making of an instrument or orderÑthe instrument or order was still in force immediately before the commencement; or(b)if the thing done was the making of an application or
(a)under the old corporations legislation, a process (for example, the winding up of a company), a status of a
.(4)The regulations may provide that subsection (1) or (2) does not apply in relation to a particular reference or class of references in the new corporations legislation.1406 Carrying over references to corresponding previous laws(1)If a carried over provision of the old corporations legislation of a State or Territory in this jurisdiction contained a reference (whether in its own terms or by operation of another provision) to:(a)a corresponding previous law (as defined for the purposes of that provision or provisions including that
section 99314subsection 1228(3)15subsections 1274(17) and (18)16subsections 1288(1), (2) and (6)17paragraph 1311(1A)(f) and subsection 1311(3A)18section 1336A19Chapter 11, other than section 141620Schedule 4, other than the following provisions:(a)subclauses 7(3), 8(2) and 9(4);(b)clauses 11 to 16;(c)subclause 17(2);(d)clauses 18 and 19;(e)clauses 20, 25 and 27;(f)Parts 5, 6 and 7.
section 99314subsection 1228(3)15subsections 1274(17) and (18)16subsections 1288(1), (2) and (6)17paragraph 1311(1A)(f) and subsection 1311(3A)18section 1336A19Chapter 11, other than section 141620Schedule 4, other than the following provisions:(a)subclauses 7(3), 8(2) and 9(4);(b)clauses 11 to 16;(c)subclause 17(2);(d)clauses 18 and 19;(e)clauses 20, 25 and 27;(f)Parts 5, 6 and 7.(7)The regulations may provide that certain provisions are to be taken to be included in, or omitted from, the table in
old Corporations Act
provides for a provision of this or another Act (the preserved provision), as in force immediately before the FSR commencement, to continue to apply to or in relation to a person, thing or matter:(a)the preserved provision so continues to apply only to the extent (if any) to which it is expressed in terms that cover the person, thing or matter; and(b)the transitional provision is not taken to extend the
in relation to a market:(a)the operation of which is authorised by a licence granted under section 1413; and(b)that, immediately before the FSR commencement, was a securities exchange to which section 769A of the old Corporations Act applied;the following provisions continue to apply in relation to the market:(c)paragraphs 769A(1)(c) and (e) of the old Corporations Act, and any associated provisions;(d)section 769B of the old Corporations Act (but only as applying in relation to paragraphs 769A(1)(c) and (e) of the old Corporations Act), and any associated provisions.1416 Section 1413 marketsÑpowers for regulations to change how the old and new Corporations Act apply during the transition period(1)The regulations may do all or any of the following in
in force immediately before the FSR commencement under subsection 770(2) of the old Corporations Act, other than a stock market to which section 1413 applies.(2)Subject to subsections (3) and (5), section 791A of the amended Corporations Act does not apply in relation to a stock market to which this section applies during the period (the transition period) starting on the FSR commencement and ending on whichever of the following first occurs:(a)the end of the period of 2 years starting on the FSR commencement;(b)the operator of the market is granted a licence under section 795B of the amended Corporations Act covering
operated by holders of old Corporations Act approvals(1)This section applies in relation to a clearing and settlement facility if:(a)the facility was being operated immediately before the FSR commencement by a body corporate in relation to which an approval under section 1131 of the old Corporations Act was in force at that time; but(b)the services provided by the facility as so operated were not such that section 1128 of the old Corporations Act required the operator to be so approved.(2)In this section:(a)a reference to the unregulated services is a reference to the services referred to in paragraph (1)(b); and
A holder of a general authority under regulation 38A of the Banking (Foreign Exchange) Regulations as in force immediately before the FSR commencement.The activities the authority authorises its holder to carry on.Regulations 38A and 39 of the Banking (Foreign Exchange) Regulations as in force immediately before the FSR commencement.9A person included in a
A holder of a general authority under regulation 38A of the Banking (Foreign Exchange) Regulations as in force immediately before the FSR commencement.The activities the authority authorises its holder to carry on.Regulations 38A and 39 of the Banking (Foreign Exchange) Regulations as in force immediately before the FSR commencement.9A person included in a
A holder of a general authority under regulation 38A of the Banking (Foreign Exchange) Regulations as in force immediately before the FSR commencement.The activities the authority authorises its holder to carry on.Regulations 38A and 39 of the Banking (Foreign Exchange) Regulations as in force immediately before the FSR commencement.9A person included in a
(a)a regulated principal to whom this section applies, before the end of their transition period, applies (in accordance with section 913A of the amended Corporations Act) for a licence covering some or all of their regulated activities (but no other activities); and(b)their application includes a statement (in accordance with the requirements of the application form) to the effect that they will, if granted the licence, comply with their obligations as a financial services licensee;the following provisions apply:(c)section 913B of the amended Corporations Act applies to their application as if paragraphs 913B(1)(b), (c), (ca) and (d), and subsections 913B(2) to (5), were omitted; and(d)the licence condition required by subsection 914A(6) of the amended Corporations Act in relation to a licence granted pursuant to their application must specify, as the financial services that the licensee is authorised to provide, financial services that equate (as closely as
(6)If conduct (including an omission) of a person would not constitute an offence if a particular declaration under paragraph (2)(b) had not been made, that conduct does not constitute an offence unless, before the conduct occurred (in addition to complying with the gazettal requirement of
(1)If:(a)conduct in relation to a financial product that would (apart from this section) constitute an offence against, or based on, any of the new product disclosure provisions occurred at a time:(i)during the period of 2 years starting on the FSR commencement; and(ii)after the date specified in a notice lodged in relation
the person knew that, or was reckless as to whether, the product issuer had lodged a notice under that paragraph that specified that date; or(d)the person did not know that, and was not reckless as
if the product is a managed investment productÑall the provisions of Chapter 6D of the old Corporations Act, other than section 722 of that Act, and any associated
7.8 of the amended Corporations Act are required to comply with Part 7.9 obligations as if they were regulated personsFrom the time from which the new product disclosure provisions start to apply in relation to a particular financial product, the following persons must comply with those
(6)If conduct (including an omission) of a person would not constitute an offence if a particular declaration under paragraph (2)(b) had not been made, that conduct does not constitute an offence unless, before the conduct occurred (in addition to complying with the gazettal requirement of
The regulations may include provisions identifying, or providing for the identification of, what constitutes a class of financial products for the purposes of a provision or provisions of this Division.1444 Regulations may deal with transitional, saving or application matters(1)The regulations may deal with matters of a transitional, saving or application nature relating to the relevant amendments and the transition from the application of the old legislation to the application of the new legislation. Regulations made for this purpose may make such provision as is necessary to take
(b)an audit or review of the financial report for a half-year in a financial year;if the financial year begins on or after 1 July 2004.1455 Audit reforms in Schedule 1 to the amending Act (adoption of auditing standards made by accounting profession before
(b)an audit or review of the financial report for a half-year in a financial year;if the financial year begins on or after 1 July 2006.1464 Audit reforms in Schedule 1 to the amending Act (listed company AGMs)
Part 10.9ÑTransitional provisions relating to the Corporations Amendment (Insolvency) Act 2007 1479 Definition
(c)subsection 427(1B) continues to apply, in relation to an entry into possession, or a taking of control, before the day on which those items commence, as if those amendments had not been made; and(d)subsection 427(4) continues to apply, in relation to a cessation before the day on which those items commence,
Subject to subsection (3), Part 5D.5 applies in relation to the person and the trustee company as if paragraph 601VAA(a) specified the pre-commencement percentage (rather than 15%).(3)If, after the commencement of Part 5D.5, the percentage of the personÕs voting power in the trustee company is reduced, the following provisions have effect from the time of the reduction:(a)if the reduced percentage exceeds 15%ÑPart 5D.5 applies in relation to the person and the trustee company as if paragraph 601VAA(a) specified the reduced percentage (rather than 15%);(b)if the reduced percentage is 15% or lessÑthis section
1501 Charges, liens, pledges and third party propertyÑapplication
1507 New section 440B (restrictions on third party property rights)The repeal of sections 440B, 440BA, 440BB and 440C by item 156 of Schedule 1 to the amending Act does not affect the operation of subsections 1483(9) and (10) in relation to:(a)the administration of a company that began at or after the start of the day section 440BA commenced, and
1510B Application of Part 1 of Schedule 1 to the amending Act(1)The amendments made by items 1 to 4, items 11 to 16, items 18 to 23, items 29 and 30, items 32 to 42, items 45 to 47 and items 49 to 51 of Schedule 1 to the amending Act apply in relation to a company, registered scheme or disclosing entity for financial years of the company, registered scheme or disclosing entity ending on or after 30 June 2010.(1A)The amendment made by item 6 of Schedule 1 to the amending Act applies in relation to a company limited by guarantee incorporated on or after the commencement of that item.(2)The amendments made by items 7 and 48 of Schedule 1 to the amending Act apply in relation to dividends declared on or after the commencement of those items.(3)The amendments made by items 8, 9 and 10 of Schedule 1 to the amending Act apply in relation to cancellations of paid-up share capital that occur on or after the commencement of those items.(4)Despite the amendment made by item 17 of Schedule 1 to
1511 DefinitionIn this Part:amending Schedule means Schedule 1 to the Corporations
1512 Application of amendments(1)The amendments made by items 2, 5 to 11, 14, 17 and 18 of the amending Schedule apply in relation to Australian market licences granted before, on or after the commencement of the amending Schedule.(2)The amendments made by items 12 and 13 of the amending
means the Corporations Amendment (Further Future of Financial Advice Measures) Act 2012.custodial arrangement has the same meaning as it has in subsection 1012IA(1), subject to subsection (2).platform operator means the provider of a custodial arrangement, or custodial arrangements.provider, in relation to a custodial arrangement, has the same meaning as in subsection 1012IA(1).(2)The definition of custodial arrangement in subsection 1012IA(1) is to be read as if the reference in that definition to an instruction included a reference to a direction to follow an investment strategy of the kind mentioned in subsection 52(4) of the Superannuation Industry (Supervision) Act 1993 that involves the acquisition of a particular financial product, or a financial product of a particular kind.1527 Application of best interests obligations(1)The following apply in relation to the provision of personal advice to a person as a retail client on or after the application day (whether or not the advice was sought before that day):(a)Division 2 of Part 7.7A, as inserted by item 23 of Schedule 1 to the amending Act;(b)the amendments made by items 6, 7, 8, 9 and 34 of Schedule 1 to the amending Act.(2)In this section:application day
(a)in relation to a financial services licensee or a person acting as a representative of a financial services licensee, means:(i)if the financial services licensee has lodged notice with ASIC in accordance with subsection 967(1) that
(a)in relation to a financial services licensee or a person acting as a representative of a financial services licensee, means:(i)if the financial services licensee has lodged notice with ASIC in accordance with subsection 967(1) that
commencement means the commencement of Schedule 1 to the amending Act.1537 Application of amendments relating to annual transparency reportsThe amendments made by Part 2 of Schedule 1 to the amending Act apply in relation to annual transparency reports for:(a)the first transparency reporting year that ends after commencement (even if part of that year occurs before
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
7Subsection 136(5)5 penalty units.8Subsection 139(1)5 penalty units.9Subsections 142(1) and (2)5 penalty units.10Subsection 143(1)5 penalty units.11Section 14410 penalty units or imprisonment for 3 months, or both.12Subsections 145(1) and (3)5 penalty units.13Subsection 146(1)5 penalty units.14Subsections 148(2), (3)
39Subsection 201D(2)5 penalty units.39ASubsections 201R(2) and (3)5 penalty units.40Subsection 202B(1)5 penalty units.
5 penalty units.42Section 204A5 penalty units.
45Subsections 205C(1) and (2)10 penalty units or imprisonment for 3 months, or both.46Subsection 205E(2)10 penalty units or imprisonment for 3 months, or both.47Subsection 205F(1)10 penalty units or imprisonment for 3 months, or both.48Subsections 205G(1), (3) and (4)10 penalty units or imprisonment for 3 months, or both.49Subsection 206A(1)50 penalty units or imprisonment for 1 year, or both.49ASubsections 206J(4), (6) and (7)60 penalty units.49BSubsection 206K(4)
51Section 224200 penalty units or imprisonment for 5 years, or both.52Section 2255 penalty units.53Section 23550 penalty units or imprisonment for 1 year, or both.54Section 23725 penalty units or imprisonment for 6 months, or both.55Section 24210 penalty units or imprisonment for 3 months, or both.56Subsection 242AA(3)5 penalty units.58Subsection 246B(3)5 penalty units.59Subsection 246D(6)5 penalty units.60Subsections 246F(1) and (3)5 penalty units.61Subsection 246G(1)5 penalty units.62Section 247C5 penalty units.
5 penalty units.64Section 249K5 penalty units.65Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.
68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
5 penalty units.70ASubsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
5 penalty units.74Section 252H5 penalty units.75Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)5 penalty units.
84Subsections 254X(1) and (2)5 penalty units.85Section 254Y5 penalty units.
116BBSubsection 324BB(1)25 penalty units or imprisonment for 6 months, or both.116BCSubsection 324BB(2)10 penalty units.116BDSubsections 324BC(1) and (2)25 penalty units or imprisonment for 6 months, or both.116BESubsection 324BC(3)10 penalty units.116CASubsection 324CA(1)25 penalty units or imprisonment for 6 months, or both.116CBSubsections 324CA(1A) and (2)10 penalty units.116CCSubsection 324CB(1)25 penalty units or imprisonment for 6 months, or both.116CDSubsections 324CB(1A), (2) and (4)10 penalty units.116CESubsection 324CC(1)25 penalty units or imprisonment for 6 months, or both.116CFSubsections 324CC(1A), (2) and (4)10 penalty units.116DASubsection 324CE(1)
116EBSubsections 324CF(1A) and (2)10 penalty units.116FASubsection 324CG(1)25 penalty units or imprisonment for 6 months, or both.116FBSubsections 324CG(1A) and (2)10 penalty units.116FCSubsection 324CG(5)
116JASubsection 324DC(1)25 penalty units or imprisonment for 6 months, or both.116JBSubsection 324DC(2)10 penalty units.116KASubsections 324DD(1) and (2)25 penalty units or imprisonment for 6 months, or both.116KBSubsection 324DD(3)10 penalty units.116LASubsection 327A(3)25 penalty units or imprisonment for 6 months, or both.116LBSubsections 327B(1) and (3)25 penalty units or imprisonment for 6 months, or both.116LCSubsection 327C(3)25 penalty units or imprisonment for 6 months, or both.116MASubsection 328A(4)25 penalty units or imprisonment for 6 months, or both.116MBSubsection 328B(2)25 penalty units or imprisonment for 6 months, or both.116NASubsections 331AAA(1) and (3)25 penalty units or imprisonment for 6 months, or both.116NBSubsections 331AAB(1) and (2)25 penalty units or imprisonment for 6 months, or both.116NCSubsection 332A(2)10 penalty units.116NDSubsection 332A(3)10 penalty units.116OSubsection 342B(1)5 penalty units.117Subsection 344(2)2,000 penalty units, or imprisonment for 5 years, or both.118Subsections 346C(1) and (2)5 penalty units.119Section 347A10 penalty units.119ASection 347B10 penalty units.119BSubsection 348D(1)
130Section 47525 penalty units or imprisonment for 6 months, or both.131Subsection 486A(8)100 penalty units or imprisonment for 2 years, or both.132Section 49450 penalty units or imprisonment for 1 year, or both.133Section 49710 penalty units or imprisonment for 3 months, or both.134Subsection 530A(6)50 penalty units or imprisonment for 1 year, or both.135Subsections 530B(3) and (6)50 penalty units or imprisonment for 1 year, or both.136Section 53210 penalty units or imprisonment for 3 months, or both.137Subsection 541(1)10 penalty units or imprisonment for 3 months, or both.138Subsection 588G(3)2,000 penalty units, or imprisonment for 5 years, or both.139Subsection 590(1)100 penalty units or imprisonment for 2 years, or both.140Subsection 590(5)50 penalty units or imprisonment for 1 year, or both.141Subsection 592(1)50 penalty units or imprisonment for 1 year, or both.142Subsection 592(6)100 penalty units or imprisonment for 2 years, or both.143Subsection 595(1)10 penalty units or imprisonment for 3 months, or both.144Subsection 596(1)100 penalty units or imprisonment for 2 years, or both.145Subsection 596AB(1)1,000 penalty units or imprisonment for 10 years, or both.146Subsection 596F(3)100 penalty units or imprisonment for 2 years, or both.147Section 597100 penalty units or imprisonment for 2 years, or both.148Subsections 597(6), (7), (10A) and (13)100 penalty units or imprisonment for 2 years, or both.149Subsection 597A(3)100 penalty units or imprisonment for 2 years, or both.150Subsection 601AD(5)5 penalty units.151Subsection 601BC(5)10 penalty units or imprisonment for 3 months, or both.152Subsections 601BH(1) and (2)5 penalty units.153Subsection 601BJ(3)
173FSection 601TAA
Subsection 949A(2)
282BSubsection 984B(1)(a) if the offence relates only to a contravention of
Subsection 1017DA(3)
308CSubsection 1021O(1)50 penalty units or imprisonment for 6 months, or both.309ASubsection 1021O(3)200 penalty units or imprisonment for 5 years, or both.309AASubsection 1021P(1)100 penalty units or imprisonment for 2 years, or both.309ABSubsection 1021P(2)100 penalty units or imprisonment for 2 years, or both.309ACSubsection 1021P(3)50 penalty units.309ADSubsection 1021P(4)100 penalty units or imprisonment for 2 years, or both.309AESubsection 1021P(5)50 penalty units.309AFSubsection 1021P(6)50 penalty units.310Section 1041A, subsections 1041B(1), and 1041C(1), section 1041D and subsections 1041E(1), 1041F(1), 1041G(1), 1043A(1) and 1043A(2)In the case of an individual, imprisonment for 10 years or a fine the greater of the following:(a) 4,500 penalty units;(b) if the court can determine the total value of the benefits that have been obtained by one or more persons and are reasonably attributable to the commission of the offenceÑ3 times that total value;or both.In the case of a body corporate, a fine the greatest of the following:(a) 45,000 penalty units;(b) if the court can determine the total value of the benefits that have been obtained by one or more persons and are reasonably attributable to the commission of the offenceÑ3 times that total value;(c) if the court cannot determine the total value of
332ASubsections 1299F(1), (3) and (5)5 penalty units332BSubsection 1299G(1)
340Subsections 1423(1) and (2)5 penalty units.341Subsection 1431(6)5 penalty units.342Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
7Subsection 136(5)5 penalty units.8Subsection 139(1)5 penalty units.9Subsections 142(1) and (2)5 penalty units.10Subsection 143(1)5 penalty units.11Section 14410 penalty units or imprisonment for 3 months, or both.12Subsections 145(1) and (3)5 penalty units.13Subsection 146(1)5 penalty units.14Subsections 148(2), (3)
39Subsection 201D(2)5 penalty units.39ASubsections 201R(2) and (3)5 penalty units.40Subsection 202B(1)5 penalty units.
5 penalty units.42Section 204A5 penalty units.
45Subsections 205C(1) and (2)10 penalty units or imprisonment for 3 months, or both.46Subsection 205E(2)10 penalty units or imprisonment for 3 months, or both.47Subsection 205F(1)10 penalty units or imprisonment for 3 months, or both.48Subsections 205G(1), (3) and (4)10 penalty units or imprisonment for 3 months, or both.49Subsection 206A(1)50 penalty units or imprisonment for 1 year, or both.49ASubsections 206J(4), (6) and (7)60 penalty units.49BSubsection 206K(4)
51Section 224200 penalty units or imprisonment for 5 years, or both.52Section 2255 penalty units.53Section 23550 penalty units or imprisonment for 1 year, or both.54Section 23725 penalty units or imprisonment for 6 months, or both.55Section 24210 penalty units or imprisonment for 3 months, or both.56Subsection 242AA(3)5 penalty units.58Subsection 246B(3)5 penalty units.59Subsection 246D(6)5 penalty units.60Subsections 246F(1) and (3)5 penalty units.61Subsection 246G(1)5 penalty units.62Section 247C5 penalty units.
5 penalty units.64Section 249K5 penalty units.65Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.
68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
5 penalty units.70ASubsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
5 penalty units.74Section 252H5 penalty units.75Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)5 penalty units.
84Subsections 254X(1) and (2)5 penalty units.85Section 254Y5 penalty units.
116BBSubsection 324BB(1)25 penalty units or imprisonment for 6 months, or both.116BCSubsection 324BB(2)10 penalty units.116BDSubsections 324BC(1) and (2)25 penalty units or imprisonment for 6 months, or both.116BESubsection 324BC(3)10 penalty units.116CASubsection 324CA(1)25 penalty units or imprisonment for 6 months, or both.116CBSubsections 324CA(1A) and (2)10 penalty units.116CCSubsection 324CB(1)25 penalty units or imprisonment for 6 months, or both.116CDSubsections 324CB(1A), (2) and (4)10 penalty units.116CESubsection 324CC(1)25 penalty units or imprisonment for 6 months, or both.116CFSubsections 324CC(1A), (2) and (4)10 penalty units.116DASubsection 324CE(1)
116EBSubsections 324CF(1A) and (2)10 penalty units.116FASubsection 324CG(1)25 penalty units or imprisonment for 6 months, or both.116FBSubsections 324CG(1A) and (2)10 penalty units.116FCSubsection 324CG(5)
116JASubsection 324DC(1)25 penalty units or imprisonment for 6 months, or both.116JBSubsection 324DC(2)10 penalty units.116KASubsections 324DD(1) and (2)25 penalty units or imprisonment for 6 months, or both.116KBSubsection 324DD(3)10 penalty units.116LASubsection 327A(3)25 penalty units or imprisonment for 6 months, or both.116LBSubsections 327B(1) and (3)25 penalty units or imprisonment for 6 months, or both.116LCSubsection 327C(3)25 penalty units or imprisonment for 6 months, or both.116MASubsection 328A(4)25 penalty units or imprisonment for 6 months, or both.116MBSubsection 328B(2)25 penalty units or imprisonment for 6 months, or both.116NASubsections 331AAA(1) and (3)25 penalty units or imprisonment for 6 months, or both.116NBSubsections 331AAB(1) and (2)25 penalty units or imprisonment for 6 months, or both.116NCSubsection 332A(2)10 penalty units.116NDSubsection 332A(3)10 penalty units.116OSubsection 342B(1)5 penalty units.117Subsection 344(2)2,000 penalty units, or imprisonment for 5 years, or both.118Subsections 346C(1) and (2)5 penalty units.119Section 347A10 penalty units.119ASection 347B10 penalty units.119BSubsection 348D(1)
130Section 47525 penalty units or imprisonment for 6 months, or both.131Subsection 486A(8)100 penalty units or imprisonment for 2 years, or both.132Section 49450 penalty units or imprisonment for 1 year, or both.133Section 49710 penalty units or imprisonment for 3 months, or both.134Subsection 530A(6)50 penalty units or imprisonment for 1 year, or both.135Subsections 530B(3) and (6)50 penalty units or imprisonment for 1 year, or both.136Section 53210 penalty units or imprisonment for 3 months, or both.137Subsection 541(1)10 penalty units or imprisonment for 3 months, or both.138Subsection 588G(3)2,000 penalty units, or imprisonment for 5 years, or both.139Subsection 590(1)100 penalty units or imprisonment for 2 years, or both.140Subsection 590(5)50 penalty units or imprisonment for 1 year, or both.141Subsection 592(1)50 penalty units or imprisonment for 1 year, or both.142Subsection 592(6)100 penalty units or imprisonment for 2 years, or both.143Subsection 595(1)10 penalty units or imprisonment for 3 months, or both.144Subsection 596(1)100 penalty units or imprisonment for 2 years, or both.145Subsection 596AB(1)1,000 penalty units or imprisonment for 10 years, or both.146Subsection 596F(3)100 penalty units or imprisonment for 2 years, or both.147Section 597100 penalty units or imprisonment for 2 years, or both.148Subsections 597(6), (7), (10A) and (13)100 penalty units or imprisonment for 2 years, or both.149Subsection 597A(3)100 penalty units or imprisonment for 2 years, or both.150Subsection 601AD(5)5 penalty units.151Subsection 601BC(5)10 penalty units or imprisonment for 3 months, or both.152Subsections 601BH(1) and (2)5 penalty units.153Subsection 601BJ(3)
173FSection 601TAA
Subsection 949A(2)
282BSubsection 984B(1)(a) if the offence relates only to a contravention of
Subsection 1017DA(3)
308CSubsection 1021O(1)50 penalty units or imprisonment for 6 months, or both.309ASubsection 1021O(3)200 penalty units or imprisonment for 5 years, or both.309AASubsection 1021P(1)100 penalty units or imprisonment for 2 years, or both.309ABSubsection 1021P(2)100 penalty units or imprisonment for 2 years, or both.309ACSubsection 1021P(3)50 penalty units.309ADSubsection 1021P(4)100 penalty units or imprisonment for 2 years, or both.309AESubsection 1021P(5)50 penalty units.309AFSubsection 1021P(6)50 penalty units.310Section 1041A, subsections 1041B(1), and 1041C(1), section 1041D and subsections 1041E(1), 1041F(1), 1041G(1), 1043A(1) and 1043A(2)In the case of an individual, imprisonment for 10 years or a fine the greater of the following:(a) 4,500 penalty units;(b) if the court can determine the total value of the benefits that have been obtained by one or more persons and are reasonably attributable to the commission of the offenceÑ3 times that total value;or both.In the case of a body corporate, a fine the greatest of the following:(a) 45,000 penalty units;(b) if the court can determine the total value of the benefits that have been obtained by one or more persons and are reasonably attributable to the commission of the offenceÑ3 times that total value;(c) if the court cannot determine the total value of
332ASubsections 1299F(1), (3) and (5)5 penalty units332BSubsection 1299G(1)
340Subsections 1423(1) and (2)5 penalty units.341Subsection 1431(6)5 penalty units.342Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)
Subsection 206K(4)60 penalty units.49CSubsections 206L(3) and (4)60 penalty units.
Section 247C5 penalty units.
Section 249Z5 penalty units.65ASubsection 249L(1) or (2)5 penalty units.66Subsections 250BB(2), (3) and (4)5 penalty units.66ASubsection 250BD(1)200 penalty units or imprisonment for 5 years, or both.67Subsections 250N(1) and (2)10 penalty units or imprisonment for 3 months, or both.68Subsections 250P(3) and (4)10 penalty units or imprisonment for 3 months, or both.68ASubsections 250PA(3), (4), (6) and (9) 5 penalty units.68AASubsection 250R(2)5 penalty units.68ABSubsection 250R(7)200 penalty units or imprisonment for 5 years, or both.68BSubsections 250RA(1) and (3)10 penalty units.69Section 250S5 penalty units.69ASection 250SA5 penalty units.
Subsection 250W(5)10 penalty units.71Subsections 251A(1) to (5)10 penalty units or imprisonment for 3 months, or both.72Subsections 251B(1), (3) and (4)5 penalty units.
Section 252X5 penalty units.76Subsection 252Y(5)5 penalty units.77Subsections 253M(1), (2) and (3)10 penalty units or imprisonment for 3 months, or both.78Subsections 253N(1), (3) and (4)5 penalty units.79Subsection 254H(4)
Subsection 256D(4)
Subsection 601BJ(3)
Section 14325 penalty units.343Subsection 1436(2)5 penalty units.344Subsection 1412(3)100 penalty units or imprisonment for 2 years, or both.345Subsection 1424(3)100 penalty units or imprisonment for 2 years, or both.346Subsection 1438(6)50 penalty units.Note:Chapter 2 of the
member of a transferring financial institution means a person who, immediately before the transfer date, is a member of the institution under:(a)the previous governing Code; or(b)the rules of the institution.membership share means a share in a company that was a transferring financial institution:(a)that was taken to have been issued under clause 12 of the transfer provisions; and(b)that carries the rights and obligations that were conferred or imposed on the person in a capacity other
Each person who becomes a member of the company after this Act commences and before the amount of the relevant guarantee is determined is taken to have given a guarantee (but only for the purpose of determining whether the person is a member of the company).Note:Someone who became a member after the transfer date and this Act commences was taken to have given a guarantee by clause 13 of the transfer provisions. This guarantee is preserved by sections 1373 and 1399.(4)If a person who is taken to have given a guarantee by subclause (2) is a joint member, they are taken to have given the guarantee jointly with the other member or members of the joint membership. However, the joint membership does not have any more votes because of giving the guarantee or guarantees than it had immediately before the transfer date.15 Redeemable preference shares that were withdrawable shares(1)This Act applies to a redeemable preference share that was a withdrawable share of a transferring financial institution of a State or Territory immediately before the transfer date, except that:(a)the share is redeemable on the same terms that the withdrawable share was withdrawable under the Financial
credit union or credit society under section 66 of the Banking Act 1959;even if the shares are the only class of shares issued by the company.16 Liability of members on winding up(1)If a transferring financial institution of a State or Territory that was registered under clause 3 of the transfer provisions is wound up, each person:(a)who was a past member of the institution at the time it became registered; and(b)who did not again become a member; and(c)who had not held shares in the institution;is not liable under Division 2 of Part 5.6 on the winding up.Note:A person who was a past member at the time of registration and who held shares in the institution may be liable as a past member under Division 2 of Part 5.6.(2)If a company that is registered under clause 3 of the transfer provisions is wound up, a person who is taken to have given a guarantee by subclause 13(1) or 14(1) of the transfer provisions, or clause 13 or 14 of this Schedule, is not liable under:(a)section 515 merely because the person is or was a member who is taken to have given a guarantee; or(b)section 517 or paragraph 518(b) merely because the person is taken to have given a guarantee.Division 3ÑShare capital17 Share capitalBackground (transfer of certain amounts to share capital)(1)On registration of a transferring financial institution of a State or Territory as a company under clause 3 of the transfer provisions:(a)any amount of withdrawable share capital (within the meaning of the Financial Institutions Code of the State or Territory); and(b)any amount standing to the credit of its share premium account; and(c)any amount standing to the credit of its capital redemption reserve;immediately before the transfer date became part of the companyÕs share capital under clause 17 of the transfer
(iii)complies with subclauses 33(2) and (3).(5)If the company contravenes subclause (1) or (2) it is not guilty of an offence.(6)A person contravenes this subclause if they are involved in a contravention of subclause (1) or (2).Note 1:This subclause is a civil penalty provision.Note 2:Section 79 defines involved.(7)A person commits an offence if they are involved in a
(c)any other relevant matter in relation to the company or its members.(4)In determining whether the proposed modification or share issue will result in or allow a modification of the mutual structure of the company, ASIC must take into account whether the proposed modification or share issue would have the effect of converting the company into a company run for the purpose of yielding a return to shareholders.(5)An exemption under subclause (2) may apply unconditionally or subject to specified conditions. A person to whom a condition specified in an exemption applies must comply with the condition. The Court may order the person to comply with the condition in a specified way. Only ASIC may apply to the Court for the order.(6)The exemption must be in writing and ASIC must publish
(c)any fee, payment or other benefit (whether direct or indirect) that the expert has received or will or may receive in connection with making the report.34 Unconscionable conduct in relation to demutualisations(1)A person must not engage in:(a)conduct that is, in all the circumstances, unconscionable; or(b)conduct that is misleading or deceptive or is likely to mislead or deceive;in relation to:(c)a modification of the constitution of an unlisted company that is a modification to which this Part applies; or(d)anything done in reliance on, in conjunction with or in connection with the modification; or(e)a share issue to which this Part applies.(2)In determining whether a person has engaged in conduct that contravenes paragraph (1)(a), have regard to:(a)whether the person, or someone acting for the person, exerted undue influence or pressure on, or used
(ii)specify the date of lodgment; and(iii)state that ASIC takes no responsibility as to the contents of the document.(3)If there is an inconsistency between:(a)the provisions of Division 2 of Part 1, or Division 1 of Part 4B, of the Friendly Societies Code; and(b)the provisions of Chapter 1 of this Act;the provisions of the Code prevail for the purposes of interpreting the provisions applied by subclause (1).Part 7ÑTransitional provisions 37 Unclaimed money(1)On and from the transfer date, section 414 applies to a sum or other property that, immediately before the transfer date, is covered by section 414 as applied by:(a)section 337 of the Financial Institutions Code of a State or Territory; or(b)section 399 of the Friendly Societies Code of a State or Territory.(2)On and from the transfer date, section 544 applies to an amount of money that, immediately before the transfer date, is covered by section 544 as applied by:(a)section 342 of the Financial Institutions Code of a State or Territory; or(b)section 403 of the Friendly Societies Code of a State or Territory.(3)Sections 414 and 544, as applied by this clause, apply as if:(a)references to Part 9.7 were references to the unclaimed money law of the State or Territory; and(b)references to the Commission or ASIC were references to the Minister administering the unclaimed
(b)the Unclaimed Moneys Act 1962 of Victoria; or
(d)the Unclaimed Money Act 1990 of Western Australia; or(e)the Unclaimed Moneys Act 1891 of South Australia; or(f)the Unclaimed Moneys Act 1918 of Tasmania; or
(d)modify an obligation, contravention of which will result in committing an offence, so as to make it more
any modifications subject to which an instrument made, or a class of instruments made, is to continue to
In this clause, a reference to a law, whether of the
Corporations Act 2001
(b) S. 4S. 2(2) (rep.
(c) ÑGeneral Insurance Reform Act 2001119, 200119 Sept 2001Schedules 1 and 3: 1 July 2002Remainder: Royal
Schedule 4 (item 8): (h)Schedule 5 (items 4Ð6): (h)Remainder: Royal
F2006L04026)Sch. 9 (item 21)Anti-Money Laundering and Counter-Terrorism Financing (Transitional Provisions and Consequential Amendments) Act 2006170, 200612 Dec 2006
s. 2(1))ÑCorporations Amendment (Takeovers) Act 200764, 200715 Apr 2007Schedule 1: 13 May 2007Remainder: Royal AssentÑGovernance Review Implementation (Treasury Portfolio Agencies) Act 200774, 20075 June 2007Schedules 1 and 2: 1 July 2007Remainder: Royal
F2007L02629)Schedule 1 (items 216Ð220): 28 Dec 2007Schedule 1 (item 223): 1 July 2008Schedule 1 (items 224Ð226): 1 Jan 2009Remainder: Royal AssentSch. 1 (items 227Ð246)as amended byStatute Law Revision Act 200873, 20083 July 2008Schedule 2 (items 3, 4): (n)ÑCorporations Amendment (Insolvency) Act 2007132, 200720 Aug 2007Schedule 1 (items 1Ð10, 16Ð48, 51Ð120, 122Ð133), Schedule 2 (items 2Ð10, 12), Schedule 3, Schedule 4, Schedule 5 (items 3Ð15) and Schedule 6: 31 Dec 2007 (
Note 1]Corporations Amendment (Improving Accountability on Termination Payments) Act 2009115, 200923 Nov 2009
150, 201017 Dec 2010Schedule 1: 18 Dec 2010Remainder: Royal AssentSch. 1 (item 4)Statute Law Revision Act 20115, 201122 Mar 2011Schedule 1 (items 15Ð53): Royal
see Gazette 2004, No. GN28)Schedule 8, Schedule 9 (items 7Ð88) and Schedule 11 (items 3Ð14): (j)Schedule 12 (item 2): Royal AssentÑTreasury Legislation Amendment (Professional Standards) Act 2004118, 200413 July 200413 July 2004
Corporations Amendment (Short Selling) Act 2008146, 200811 Dec 2008Schedule 2: 8 Jan 2009Schedule 3: 11 Dec
see Gazette 2004, No. GN28)Schedule 8, Schedule 9 (items 7Ð88) and Schedule 11 (items 3Ð14): (j)Schedule 12 (item 2): Royal AssentÑTreasury Legislation Amendment (Professional Standards) Act 2004118, 200413 July 200413 July 2004
Corporations Amendment (Short Selling) Act 2008146, 200811 Dec 2008Schedule 2: 8 Jan 2009Schedule 3: 11 Dec
see Gazette 2004, No. GN28)Schedule 8, Schedule 9 (items 7Ð88) and Schedule 11 (items 3Ð14): (j)Schedule 12 (item 2): Royal AssentÑTreasury Legislation Amendment (Professional Standards) Act 2004118, 200413 July 200413 July 2004
Corporations Amendment (Short Selling) Act 2008146, 200811 Dec 2008Schedule 2: 8 Jan 2009Schedule 3: 11 Dec
see Gazette 2004, No. GN28)Schedule 8, Schedule 9 (items 7Ð88) and Schedule 11 (items 3Ð14): (j)Schedule 12 (item 2): Royal AssentÑTreasury Legislation Amendment (Professional Standards) Act 2004118, 200413 July 200413 July 2004
Corporations Amendment (Short Selling) Act 2008146, 200811 Dec 2008Schedule 2: 8 Jan 2009Schedule 3: 11 Dec
see Gazette 2004, No. GN28)Schedule 8, Schedule 9 (items 7Ð88) and Schedule 11 (items 3Ð14): (j)Schedule 12 (item 2): Royal AssentÑTreasury Legislation Amendment (Professional Standards) Act 2004118, 200413 July 200413 July 2004
Corporations Amendment (Short Selling) Act 2008146, 200811 Dec 2008Schedule 2: 8 Jan 2009Schedule 3: 11 Dec
see Gazette 2004, No. GN28)Schedule 8, Schedule 9 (items 7Ð88) and Schedule 11 (items 3Ð14): (j)Schedule 12 (item 2): Royal AssentÑTreasury Legislation Amendment (Professional Standards) Act 2004118, 200413 July 200413 July 2004
Corporations Amendment (Short Selling) Act 2008146, 200811 Dec 2008Schedule 2: 8 Jan 2009Schedule 3: 11 Dec
(3)Items 179 to 182 and 189 and 190 in Schedule 1 commence on the day on which this Act receives the Royal Assent.(c)The Treasury Legislation Amendment (Application of Criminal Code) Act (No. 3) 2001 was amended by Schedule 5 (item 10) only of the Treasury Legislation Amendment (Application of Criminal Code) Act (No. 2) 2001, subsection 2(1) of which provides as follows:(1)Subject to this section, this Act commences on the day mentioned in subsection 2.2(2) of the Criminal Code
(3)Items 2 and 3 of Schedule 5 commence immediately after the commencement of item 1 of Schedule 1 to the Financial Services Reform Act 2001.Item 1 of Schedule 1 commenced on 11 March 2002 (see Gazette 2001, No. GN42).
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
am. No. 122, 2001
am. No. 122, 2001S. 7am. No. 122, 2001S. 9am. Nos. 55, 117 and 122, 2001; Nos. 24, 25, 116 and 141, 2003; Nos. 80 and 103, 2004; Nos. 17 and 126, 2006; Nos. 64, 74, 85, 101 and 132, 2007; Nos. 45, 117 and 144, 2008; Nos. 108 and 115, 2009; Nos. 26, 66 and 96, 2010; Nos. 5, 24, 42, 102, 127 and 132, 2011; Nos. 48, 68, 72 and 118, 2012S. 9AAad. No. 144, 2008
am. No. 122, 2001S. 14rep. No. 122, 2001S. 16am. No. 122, 2001S. 17rs. No. 122, 2001Division 3S. 21am. No. 96, 2010Div. 4 of Part 1.2rep. No. 122, 2001Ss. 23Ð29rep. No. 122, 2001Division 5AS. 45Aam. No. 103, 2004; No. 101, 2007S. 45Bad. No. 66, 2010Division 6S. 50AAAad. No. 103, 2004Division 6ADiv. 6A of Part 1.2ad. No. 96, 2010S. 51rep. No. 122, 2001ad. No. 96, 2010S. 51Aad. No. 96, 2010S. 51Bad. No. 96, 2010S. 51Cad. No. 96, 2010S. 51Dad. No. 96, 2010S. 51Ead. No. 96, 2010S. 51Fad. No. 96, 2010
ad. No. 132, 2007am. No. 96, 2010S. 61rep. No. 122, 2001S. 64am. No. 122, 2001Ss. 67, 68rep. No. 122, 2001Ss. 71, 72rep. No. 122, 2001S. 72Arep. No. 122, 2001S. 73rep. No. 122, 2001S. 77rep. No. 122, 2001S. 82Arep. No. 103, 2004S. 84rep. No. 122, 2001
rep. No. 116, 2003S. 92am. No. 122, 2001Note to s. 92(1)rs. No. 122, 2001
S. 315am. No. 101, 2007S. 316am. No. 117, 2001; No. 66, 2010S. 316Aad. No. 66, 2010S. 317am. No. 117, 2001; No. 66, 2010Note 3 to s. 317(1)ad. No. 103, 2004S. 318am. No. 117, 2001; No. 101, 2007Division 5S. 319am. No. 117, 2001; No. 116, 2003; No. 101, 2007; No. 66, 2010S. 320am. No. 117, 2001S. 321am. No. 117, 2001S. 322am. No. 117, 2001Division 6S. 323am. No. 117, 2001S. 323Bam. No. 117, 2001Division 7S. 323Dam. No. 117, 2001; No. 66, 2010Division 8S. 323DAam. No. 122, 2001Div. 9 of Part 2M.3ad. No. 103, 2004rep. No. 118, 2012S. 323EAad. No. 103, 2004rep. No. 118, 2012S. 323EBad. No. 103, 2004rep. No. 118, 2012S. 323ECad. No. 103, 2004rep. No. 118, 2012S. 323EDad. No. 103, 2004rep. No. 118, 2012S. 323EEad. No. 103, 2004rep. No. 118, 2012S. 323EFad. No. 103, 2004rep. No. 118, 2012S. 323EGad. No. 103, 2004rep. No. 118, 2012S. 323EHad. No. 103, 2004rep. No. 118, 2012S. 323EIad. No. 103, 2004rep. No. 118, 2012S. 323EJad. No. 103, 2004rep. No. 118, 2012S. 323EKad. No. 103, 2004
Division 15S. 449Bam. No. 132, 2007S. 449Cam. No. 96, 2010; No. 48, 2012Note to s. 449C(5)ad. No. 132, 2007
am. No. 122, 2001
authorises an instrument to be made in the exercise of a power delegated by the Parliament; and(b)is expressed to require that instrument to be published as a statutory rule under the Statutory Rules Publication Act 1903;any instrument so made is taken to be an instrument referred to in paragraph 6(b) of the Legislative Instruments Act 2003 despite the repeal by this
any instrument so made is taken to be an instrument referred to in subparagraph 6(d)(i) of the Legislative Instruments Act 2003 despite the repeal by this Act of section 46A of the Acts Interpretation Act 1901.(3)If legislation that is in force immediately before the commencing day or that is introduced into the Parliament before that day but that commences on or after that day:
the authority is a
(g)any other matter connected with, or arising out of:(i)a pre-commencement authority; or(ii)a deed of assignment mentioned in subparagraph (f)(i); or(iii)a deed of arrangement mentioned in subparagraph (f)(ii); or(iv)a composition mentioned in subparagraph (f)(iii);as if those repeals had not happened and those amendments had not been made.215 TransitionalÑregulations(1)The regulations may make provision for matters of a transitional nature arising from the amendments made by Parts 1 and 2 of this Schedule.(2)The Governor-General may make regulations for the purposes of subitem (1).Financial Framework Legislation Amendment Act 2005 (No. 8, 2005)4 Saving of matters in Part 2 of Schedule 1(1)If:(a)a decision or action is taken or another thing is made, given or done; and(b)the thing is taken, made, given or done under a provision of a Part 2 Act that had effect immediately
5 Vesting of liabilities relating to assets held on trust(1)This item applies to the liabilities of ASIC in relation to assets mentioned in item 4 of this Schedule that are held on trust by ASIC immediately before the commencement time.(2)At the commencement time, the liabilities to which this item applies cease to be liabilities of ASIC in relation to the assets and become liabilities of the Commonwealth in relation to the assets, without any conveyance, transfer or assignment. The Commonwealth becomes the successor in law in relation to these liabilities.